Daniel Hazard
Daniel Hazard is a registered investment advisor at LPL Financial LLC, based in Huntington Beach, CA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Huntington Beach, CA
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
December 2011Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Western International Securities
Western International Securities, INC.Broker
Laurel Wealth Advisors, INC.
LPL Financial LLC
LPL Financial LLCBroker
Van Kampen Funds INC.Broker
Alliance Fund Distributors, INC.Broker
Eaton Vance Distributors, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.