Michael Gates
Michael Gates is a registered investment advisor at LPL Financial LLC, based in Huntington Beach, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
18800 Delaware St Suite 1030, Huntington Beach, CA, 92648
Get directionsHistory
Regulatory History (4)
Regulatory
April 2015Employment Separation After Allegations
March 2012Customer Dispute
April 2007Customer Dispute
August 2005Other Business ActivitiesSells Insurance
Michael operates under the DBAs Gates Group Wealth Management and MJF Financial for his LPL business. He also engages in non-variable insurance activities, dedicating minimal time to each of these endeavors.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Wm Financial Services, INC.Broker
Cal Fed InvestmentsBroker
Wm Financial Services, INC.Broker
Sentra Securities CorporationBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.