TrueAdvisor
TrueAdvisor
JH
JH

Johnson Hoang

LPL Financial LLC
21 Years of Experience
Huntington Beach, CA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Johnson Hoang is a registered investment advisor at LPL Financial LLC, based in Huntington Beach, CA, with 21 years of industry experience. Johnson is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5011 Argosy Ave Suite #13, Huntington Beach, CA, 92649

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2011
Settled
Employment Separation After Allegations
October 2005
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Johnson owns rental real estate and spends about 5% of his time on it. He also has a business entity for tax/investment purposes and dedicates full-time hours to Wise Financial Solutions as a DBA for his LPL business, and minimal time to tax preparation.

Employment History
Current Registrations
LPL Financial LLC
June 2019 - Present · 7 yrs 4 mos
LPL Financial LLCBroker
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Summit Brokerage Services, INC.Broker
November 2014 - June 2019 · 4 yrs 7 mos
Summit Financial Group INC
November 2014 - June 2019 · 4 yrs 7 mos
LPL Financial LLC
March 2010 - November 2014 · 4 yrs 8 mos
LPL Financial LLCBroker
March 2010 - November 2014 · 4 yrs 8 mos
Chase Investment Services CORP.
May 2009 - February 2010 · 9 mos
Chase Investment Services CORP.Broker
May 2009 - February 2010 · 9 mos
Wamu Investments, INC.
March 2009 - May 2009 · 2 mos
Wamu Investments, INC.Broker
February 2008 - May 2009 · 1 yr 3 mos
Wm Financial Services, INC.Broker
May 2006 - May 2007 · 1 yr
Citicorp Investment ServicesBroker
October 2004 - November 2005 · 1 yr 1 mo
Northwestern Mutual Investment Services, LLCBroker
April 2004 - October 2004 · 6 mos
State Registrations15 states
AZCACOFLMDMOMSNCNMNVORPATNTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Huntington Beach, CA →All financial advisors in California →