Johnson Hoang
Johnson Hoang is a registered investment advisor at LPL Financial LLC, based in Huntington Beach, CA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5011 Argosy Ave Suite #13, Huntington Beach, CA, 92649
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2011Employment Separation After Allegations
October 2005Other Business Activities
Johnson owns rental real estate and spends about 5% of his time on it. He also has a business entity for tax/investment purposes and dedicates full-time hours to Wise Financial Solutions as a DBA for his LPL business, and minimal time to tax preparation.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Summit Brokerage Services, INC.Broker
Summit Financial Group INC
LPL Financial LLC
LPL Financial LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Wamu Investments, INC.
Wamu Investments, INC.Broker
Wm Financial Services, INC.Broker
Citicorp Investment ServicesBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.