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Avi Kantor

Certior Financial Group, LLC
30 Years of Experience
King of Prussia, PA
1 DisclosureMay Earn CommissionSells Insurance
View SEC Summary
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Avi Kantor is a registered investment advisor at Certior Financial Group, LLC, based in King of Prussia, PA, with 30 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 478 clients with $450M in assets under management.

Certior Financial Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
478 clients
Average Client Portfolio
$946K average
Assets Under Management
$452.3M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.20%

Maximum annual advisory fee is 1.2% and is negotiable. If a sub-adviser platform is utilized, a separate non-negotiable sub-adviser strategy fee is added. Asset-based fees for planning and consulting can also be arranged up to $50,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

20104 Valley Forge Circle, King of Prussia, PA, 19406

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2006
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Avi is the owner of rental properties through The Certior Group, LLC, and provides administrative services. Avi is also a part-time adaptive ski instructor, a board member and treasurer for the National Museum of Wildlife Art, and a board member for Mental Health and Recovery Services of Jackson Hole. Avi is a licensed insurance agent selling life and long-term care insurance since 1999.

Employment History
Current Registrations
Certior Financial Group, LLC
November 2016 - Present · 9 yrs 11 mos
Previous Registrations
Voya Financial Advisors, INC.
September 2005 - October 2016 · 11 yrs 1 mo
Voya Financial Advisors, INC.Broker
January 2004 - October 2016 · 12 yrs 9 mos
Locust Street Securities, INC.Broker
May 2000 - January 2004 · 3 yrs 8 mos
United Securities Alliance, INC.Broker
January 1999 - May 2000 · 1 yr 4 mos
PFS Investments INC.Broker
January 1992 - November 1994 · 2 yrs 10 mos
State Registrations2 states
PAWY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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