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Gary Gallagher

Certior Financial Group, LLC
16 Years of Experience
King of Prussia, PA
1 DisclosureMay Earn CommissionSells Insurance
View SEC Summary
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Gary Gallagher is a registered investment advisor at Certior Financial Group, LLC, based in King of Prussia, PA, with 16 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 478 clients with $450M in assets under management.

Certior Financial Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
478 clients
Average Client Portfolio
$946K average
Assets Under Management
$452.3M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.20%

Maximum annual advisory fee is 1.2% and is negotiable. If a sub-adviser platform is utilized, a separate non-negotiable sub-adviser strategy fee is added. Asset-based fees for planning and consulting can also be arranged up to $50,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

20104 Valley Forge Circle, King of Prussia, PA, 19406

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History

Regulatory History (1)
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Customer Dispute
November 2022
Pending
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Gary is involved in several outside business activities, including being a member of a church committee, a CPA, a partner in an organic composting business, an independent insurance agent selling life, LTC, and fixed annuities, chairman of an education foundation, and sole member of G2 Financial Group, LLC. He dedicates nearly full-time hours to G2 Financial Group, LLC, which handles administrative operations and private investment transactions.

Employment History
Current Registrations
Certior Financial Group, LLC
November 2016 - Present · 9 yrs 11 mos
Previous Registrations
Mutual Securities, INC.Broker
November 2016 - December 2022 · 6 yrs 1 mo
Voya Financial Advisors, INC.
May 2010 - October 2016 · 6 yrs 5 mos
Voya Financial Advisors, INC.Broker
February 2010 - October 2016 · 6 yrs 8 mos
State Registrations1 state
PA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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