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Eugene Sullivan

Thrivent Asset Management, LLC
32 Years of Experience
Minneapolis, MN
Broker
View SEC Summary
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Eugene Sullivan is a registered investment advisor at Thrivent Asset Management, LLC, based in Minneapolis, MN, with 32 years of industry experience. Eugene is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Socially Responsible Investing. Their firm serves 31 clients with $48B in assets under management.

Thrivent Asset Management, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
23 advisors
IM Fee
Planning only
Assets Under Management
$48.0B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

901 Marquette Avenue, Suite 2500, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Thrivent Asset Management, LLC
November 2024 - Present · 1 yr 11 mos
Thrivent Distributors, LLC
March 2024 - Present · 2 yrs 7 mos
Thrivent Distributors, LLCBroker
March 2024 - Present · 2 yrs 7 mos
Previous Registrations
Pacific Oak Capital Markets, LLCBroker
June 2021 - April 2023 · 1 yr 10 mos
Black Creek Capital Markets, LLCBroker
April 2018 - February 2021 · 2 yrs 10 mos
Lasalle Investment Management Distributors, LLCBroker
April 2015 - April 2018 · 3 yrs
Quasar Distributors, LLCBroker
May 2012 - March 2015 · 2 yrs 10 mos
Northcoast Asset Management LLC
May 2012 - April 2015 · 2 yrs 11 mos
Manulife Asset Management (US) LLC
January 2006 - April 2012 · 6 yrs 3 mos
John Hancock Funds, LLCBroker
January 2006 - April 2012 · 6 yrs 3 mos
John Hancock Advisers, LLC
January 2006 - December 2010 · 4 yrs 11 mos
Banc of America Capital Management, LLC
April 2005 - September 2005 · 5 mos
Columbia Management Advisors, INC.
September 2004 - April 2005 · 7 mos
Columbia Management Distributors, INC.Broker
June 2004 - September 2005 · 1 yr 3 mos
Bacap Distributors, LLCBroker
January 2003 - June 2004 · 1 yr 5 mos
Stephens INC.
June 2002 - January 2003 · 7 mos
Stephens INC.Broker
November 2001 - January 2003 · 1 yr 2 mos
Transamerica Capital, INC.Broker
December 2000 - October 2001 · 10 mos
Intersecurities, INC.Broker
July 1999 - December 2000 · 1 yr 5 mos
Seligman Advisors, INC.Broker
December 1995 - June 1999 · 3 yrs 6 mos
Alliance Fund Distributors, INC.Broker
September 1995 - November 1995 · 2 mos
Van Eck Securities CorporationBroker
July 1993 - May 1995 · 1 yr 10 mos
Mclaughlin, Piven, Vogel Securities, INC.Broker
January 1992 - February 1993 · 1 yr 1 mo
State Registrations7 states
DCDEMDMNNJNYPA
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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