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Eric Harding

Empirikal Partners LLC
34 Years of Experience
Phoenix, AZ
14 Disclosures
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Eric Harding is a registered investment advisor at Empirikal Partners LLC, based in Phoenix, AZ, with 34 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 199 clients with $88M in assets under management.

Empirikal Partners LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
199 clients
Average Client Portfolio
$440K average
Assets Under Management
$87.5M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.25%
$500K - $1.0M1.00%
$1.0M - $2.0M0.85%
$2M+0.85%

Fees for accounts over $2,000,000 are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Phoenix, AZ

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History

Regulatory History (14)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2020
Pending
Financial
July 2018
Final
Employment Separation After Allegations
October 2016
Employment Separation After Allegations
December 2015
Customer Dispute
March 2005
Withdrawn
Customer Dispute
December 2002
Denied
Customer Dispute
November 2002
Settled
Customer Dispute
September 2002
Denied
Customer Dispute
June 2002
Settled
Customer Dispute
April 2002
Settled
Customer Dispute
March 2002
Settled
Customer Dispute
August 2001
Settled
Customer Dispute
August 2001
Settled
Customer Dispute
June 1999
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Empirikal Partners LLC
September 2016 - Present · 10 yrs 1 mo
Previous Registrations
United Planners' Financial Services of America a Limited Partner
March 2016 - November 2016 · 8 mos
United Planners' Financial Services of America a Limited PartnerBroker
February 2016 - November 2016 · 9 mos
Wells Fargo Advisors, LLC
August 2005 - January 2016 · 10 yrs 5 mos
Wells Fargo Advisors, LLCBroker
February 2002 - January 2016 · 13 yrs 11 mos
Wachovia Securities, INC.
February 2002 - December 2002 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1992 - March 2002 · 9 yrs 6 mos
Painewebber IncorporatedBroker
March 1992 - August 1992 · 5 mos
State Registrations8 states
AZCAFLGANJNYTXWY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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