Nigel Fleming is a registered investment advisor at Morgan Stanley, based in Atlanta, GA, with 34 years of industry experience. Nigel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
Atlanta, GA
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Regulatory History (1)
Customer Dispute
March 2011Other Business Activities
Nigel owns multiple real estate lots through single-member LLCs, including 43 Dune Ridge LLC and 19 Dune Ridge LLC. He is also a partner in several other real estate investment-related LLCs: Hollywood Dawgs, Wall Street Dawgs, Seven Dawgs 156, Seven Dawgs Lot 2, and Seven Palms at Inlet Beach.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
Wachovia Securities, INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
F.N. Wolf & CO., INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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