Nigel Fleming is a registered investment advisor at Morgan Stanley, based in Atlanta, GA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Atlanta, GA
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Regulatory History (1)
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Customer Dispute
March 2011Denied
Other Business Activities
Nigel owns multiple real estate lots through single-member LLCs, including 43 Dune Ridge LLC and 19 Dune Ridge LLC. He is also a partner in several other real estate investment-related LLCs: Hollywood Dawgs, Wall Street Dawgs, Seven Dawgs 156, Seven Dawgs Lot 2, and Seven Palms at Inlet Beach.
Employment History
Current Registrations
Morgan Stanley
May 2024 - Present · 2 yrs 4 mos
Morgan Stanley
May 2024 - Present · 2 yrs 4 mos
Morgan StanleyBroker
May 2024 - Present · 2 yrs 4 mos
Previous Registrations
UBS Financial Services INC.Broker
March 2009 - June 2024 · 15 yrs 3 mos
UBS Financial Services INC.
March 2009 - June 2024 · 15 yrs 3 mos
Morgan Stanley & CO. Incorporated
April 2007 - March 2009 · 1 yr 11 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - March 2009 · 1 yr 11 mos
Morgan Stanley
March 2003 - April 2007 · 4 yrs 1 mo
Morgan Stanley Dw INC.Broker
August 2000 - April 2007 · 6 yrs 8 mos
Wachovia Securities, INC.Broker
May 1993 - September 2000 · 7 yrs 4 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
January 1993 - June 1993 · 5 mos
F.N. Wolf & CO., INC.Broker
February 1992 - October 1992 · 8 mos
State Registrations24 states
ALAZCACOCTDCDEFLGAIAILKSLAMAMDMINCNENYOHSCTNTXVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.