DG
CFA
DG
CFA
Daniel Goldman
15 Years of Experience
Kirkland, WA
1 DisclosureBroker
Daniel Goldman is a CFA-designated registered investment advisor at Raymond James & Associates, INC., based in Kirkland, WA, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...
Location
3500 Carillon Pt., Kirkland, WA, 98033
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2019Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
March 2025 - Present · 1 yr 2 mos
Raymond James & Associates, INC.Broker
March 2025 - Present · 1 yr 2 mos
Previous Registrations
Cetera Advisors LLCBroker
September 2022 - March 2025 · 2 yrs 6 mos
Olson Investment Advisors, LLC
March 2017 - March 2025 · 8 yrs
First Allied Securities, INC.Broker
December 2012 - September 2022 · 9 yrs 9 mos
Olson Investment Advisors, LLC
April 2011 - December 2016 · 5 yrs 8 mos
Raymond James & Associates, INC.Broker
December 2002 - November 2003 · 11 mos
Chatfield Dean & CO., INC.Broker
March 1992 - April 1992 · 1 mo
State Registrations11 states
AZCADCIDMINJNVNYORTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.