Daniel Goldman
Daniel Goldman is a CFA-designated registered investment advisor at Raymond James & Associates, INC., based in Kirkland, WA, with 16 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.
Fee Estimator
Location
3500 Carillon Pt., Kirkland, WA, 98033
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2019Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Cetera Advisors LLCBroker
Olson Investment Advisors, LLC
First Allied Securities, INC.Broker
Olson Investment Advisors, LLC
Raymond James & Associates, INC.Broker
Chatfield Dean & CO., INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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