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Denise Tanaka
15 Years of Experience
Kirkland, WA
1 DisclosureBroker
Denise Tanaka is a registered investment advisor at Raymond James & Associates, INC., based in Kirkland, WA, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
3500 Carillon Pt., Kirkland, WA, 98033
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2013Settled
Other Business Activities
Denise owns rental real estate property and dedicates minimal time to it. She also works as a piano teacher, spending a few hours per week teaching children.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
May 2017 - Present · 9 yrs
Raymond James & Associates, INC.
May 2017 - Present · 9 yrs
Previous Registrations
Morgan Stanley
October 2010 - May 2017 · 6 yrs 7 mos
Morgan StanleyBroker
May 2010 - May 2017 · 7 yrs
State Registrations27 states
AKAZCACOFLGAHIIDILMAMDMIMNMSNCNDNMNVNYOHORPRSCTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.