JM
JM
Jeffery Mallula
31 Years of Experience
Kirkland, WA
1 DisclosureBroker
Jeffery Mallula is a registered investment advisor at Raymond James & Associates, INC., based in Kirkland, WA, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
3500 Carillon Pt., Kirkland, WA, 98033
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2002Denied
Other Business Activities
Jeffery owns and manages two single-family rental properties, one since 2016 and the other since 2024. He dedicates minimal time to these activities.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
August 2016 - Present · 9 yrs 9 mos
Raymond James & Associates, INC.
August 2016 - Present · 9 yrs 9 mos
Previous Registrations
Wedbush Securities INC.Broker
March 2015 - September 2016 · 1 yr 6 mos
Wedbush Securities INC.
March 2015 - September 2016 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2012 - March 2015 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2012 - March 2015 · 2 yrs 8 mos
RBC Capital Markets, LLC
May 2008 - November 2011 · 3 yrs 6 mos
RBC Capital Markets, LLCBroker
May 2008 - November 2011 · 3 yrs 6 mos
Morgan Stanley & CO., Incorporated
April 2007 - March 2008 · 11 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - March 2008 · 11 mos
Morgan Stanley
November 2000 - April 2007 · 6 yrs 5 mos
Morgan Stanley Dw INC.Broker
January 1999 - April 2007 · 8 yrs 3 mos
Key Investments INC.Broker
April 1996 - January 1999 · 2 yrs 9 mos
American Express Financial Advisors INC.Broker
November 1993 - April 1996 · 2 yrs 5 mos
Ids Life Insurance CompanyBroker
November 1993 - April 1996 · 2 yrs 5 mos
State Registrations48 states
AKALARAZCACOCTDCFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENJNMNVNYOHOKORPAPRRISCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.