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Cari Ann Schulz

33 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
154 advisors
Number of Clients
11,941 clients
Average Client Portfolio
$364K average
Assets Under Management
$4.3B

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K2.50%
$250K - $500K2.25%
$500K - $1.0M2.00%
$1.0M - $2.0M1.80%
$2.0M - $5.0M1.60%
$5.0M - $10.0M1.40%
$10M+1.40%

Fees are negotiated for amounts over $10,000,001. Using the previous tier's fee percentage as the starting point for negotiation.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Litchfield Park, AZ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Cari runs "The Rhino Investor" YouTube channel to create investment content and promote her financial advisory business. She also holds a fixed insurance license to educate, recommend, and maintain various annuities, long-term care, insurance, and life insurance products for clients.

Employment History
Current Registrations
Lasalle St. Investment Advisors, L.L.C.
January 2023 - Present · 3 yrs 1 mo
Lasalle St Securities, L.L.C.Broker
January 2023 - Present · 3 yrs 1 mo
Previous Registrations
UBS Financial Services INC.Broker
October 2014 - February 2023 · 8 yrs 4 mos
UBS Financial Services INC.
October 2014 - February 2023 · 8 yrs 4 mos
Morgan StanleyBroker
June 2009 - October 2014 · 5 yrs 4 mos
Morgan Stanley
June 2009 - October 2014 · 5 yrs 4 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
May 2005 - April 2007 · 1 yr 11 mos
Morgan Stanley
May 2005 - April 2007 · 1 yr 11 mos
Charles Schwab & CO., INC.
September 2002 - June 2005 · 2 yrs 9 mos
Charles Schwab & CO., INC.Broker
September 2002 - June 2005 · 2 yrs 9 mos
Strategic Advisers INC.
December 1999 - September 2002 · 2 yrs 9 mos
Fidelity Brokerage Services LLCBroker
September 1999 - September 2002 · 3 yrs
Charles Schwab & CO., INC.Broker
November 1995 - September 1999 · 3 yrs 10 mos
First Union Brokerage Services, INC.Broker
February 1993 - August 1995 · 2 yrs 6 mos
Corporate Securities Group, INC.Broker
July 1992 - December 1992 · 5 mos
J. W. Gant & Associates, INC.Broker
April 1992 - July 1992 · 3 mos
State Registrations8 states
AZCACOFLNCNYPATX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Cari Ann Schulz - Financial Advisor | TrueAdvisor