LD
LD
Lucy Digioia
33 Years of Experience
Lakewood, NJ
1 DisclosureBrokerSells Insurance
Lucy Digioia is a registered investment advisor at Cetera Investment Advisers LLC, based in Lakewood, NJ, with 33 years of industry experience. Lucy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Lakewood, NJ
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Regulatory History (1)
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Customer Dispute
March 2002Settled
Other Business ActivitiesSells Insurance
Lucy works as a driver for Uber, dedicating about a quarter of her time. She also works as an independent insurance agent selling fixed insurance products, but spends minimal time on this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
June 2021 - Present · 5 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
April 2016 - June 2021 · 5 yrs 2 mos
Voya Financial Advisors, INC.Broker
June 2015 - June 2021 · 6 yrs
Santander Securities LLCBroker
October 2012 - July 2015 · 2 yrs 9 mos
Santander Securities
September 2012 - July 2015 · 2 yrs 10 mos
LPL Financial LLC
March 2012 - September 2012 · 6 mos
LPL Financial LLCBroker
March 2012 - September 2012 · 6 mos
Wells Fargo Advisors, LLCBroker
November 2010 - March 2012 · 1 yr 4 mos
Wells Fargo Advisors, LLC
November 2010 - March 2012 · 1 yr 4 mos
PNC Investments
January 2004 - December 2010 · 6 yrs 11 mos
PNC InvestmentsBroker
January 2004 - December 2010 · 6 yrs 11 mos
Hilliard Lyons Asset Management
June 2003 - January 2004 · 7 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
September 2002 - January 2004 · 1 yr 4 mos
Vfinance Investments, INCBroker
June 2002 - August 2002 · 2 mos
Somerset Financial Group, INC.Broker
March 2000 - June 2002 · 2 yrs 3 mos
Fleet Enterprises, INC.Broker
August 1992 - March 2000 · 7 yrs 7 mos
Uslife Equity Sales CORP.Broker
May 1992 - July 1992 · 2 mos
State Registrations6 states
AZDEFLNCNJVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.