Howard Baughman
Howard Baughman is a registered investment advisor at LPL Financial LLC, based in Tampa, FL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8903 Regents Park Drive, Suite 110, Tampa, FL, 33647
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2014Employment Separation After Allegations
September 2004Customer Dispute
November 2002Other Business ActivitiesSells Insurance
Howard operates his LPL business through Baughman Financial Group, Inc., dedicating full-time hours. He also owns his office in Tampa, FL, spending minimal time on it, and sells non-variable insurance products, dedicating a few hours per week.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
Raymond James Financial Services, INC.Broker
Raymond James Financial Services
Edward JonesBroker
American Municipal Securities, INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.