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JS
CFP
JS
CFP

John Shirey

Stifel, Nicolaus & Company, Incorporated
30 Years of Experience
Dallas, TX
Broker
View SEC Summary
View SEC Summary

John Shirey is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Dallas, TX, with 30 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2850 North Harwood, 18TH FLOOR & 17th FLOOR, Dallas, TX, 75201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
January 2021 - Present · 5 yrs 9 mos
Stifel, Nicolaus & Company, Incorporated
January 2021 - Present · 5 yrs 9 mos
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
January 2021 - January 2021 · 0 mos
Stifel, Nicolaus & Company, Incorporated
January 2021 - January 2021 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - January 2021 · 11 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - January 2021 · 11 yrs 3 mos
Banc of America Investment Services, INC.
July 2002 - October 2009 · 7 yrs 3 mos
Banc of America Investment Services, INC.Broker
July 2002 - October 2009 · 7 yrs 3 mos
Morgan Stanley
March 1996 - August 2002 · 6 yrs 5 mos
Morgan Stanley Dw INC.Broker
March 1996 - August 2002 · 6 yrs 5 mos
Olde Discount CorporationBroker
September 1995 - January 1996 · 4 mos
State Registrations9 states
ARCAFLKYMONJNYTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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