Robert Gude is a registered investment advisor at LPL Financial LLC, based in Montville, NJ, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
350 Main Road, Suite 204, Montville, NJ, 07045
Get directionsHistory
Regulatory History (3)
Judgment / Lien
July 2014Judgment / Lien
October 2006Customer Dispute
June 2002Other Business Activities
Robert operates Montville Financial Group as a DBA for his LPL business since 2023. This activity, which is investment-related, takes nearly all of Robert's time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Ic Advisory Services, INC.
The Investment Center, INC.Broker
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.