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Chris Plechy

LPL Financial LLC
26 Years of Experience
Montville, NJ
1 DisclosureBrokerSells Insurance
View SEC Summary
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Chris Plechy is a registered investment advisor at LPL Financial LLC, based in Montville, NJ, with 26 years of industry experience. Chris is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

350 Main Road, Suite 204, Montville, NJ, 07045

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2004
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Chris is an insurance agent selling non-variable insurance, dedicating minimal time to this activity. He also works as a tax preparer and owns CJP Consulting for tax/investment purposes, as well as acting as a financial advisor for Montville Financial Group, taking about a quarter of his time.

Employment History
Current Registrations
LPL Financial LLC
March 2025 - Present · 1 yr 7 mos
LPL Financial LLCBroker
March 2025 - Present · 1 yr 7 mos
Previous Registrations
The Investment Center, INC.Broker
November 2017 - March 2025 · 7 yrs 4 mos
Ic Advisory Services, INC.
November 2017 - March 2025 · 7 yrs 4 mos
Ameriprise Financial Services, INC.Broker
July 2015 - November 2017 · 2 yrs 4 mos
Ameriprise Financial Services, INC.
July 2015 - November 2017 · 2 yrs 4 mos
Stifel, Nicolaus & Company, IncorporatedBroker
August 2007 - August 2015 · 8 yrs
Stifel, Nicolaus & Company, Incorporated
August 2007 - August 2015 · 8 yrs
Ryan Beck & CO.
November 2004 - August 2007 · 2 yrs 9 mos
Ryan Beck & CO.Broker
November 2004 - August 2007 · 2 yrs 9 mos
J. B. Hanauer & CO.
June 2002 - November 2004 · 2 yrs 5 mos
J. B. Hanauer & CO.Broker
August 2000 - November 2004 · 4 yrs 3 mos
State Registrations14 states
CACOCTFLMANCNHNJNYORPASCVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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