Chris Plechy
Chris Plechy is a registered investment advisor at LPL Financial LLC, based in Montville, NJ, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
350 Main Road, Suite 204, Montville, NJ, 07045
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Regulatory History (1)
Customer Dispute
December 2004Other Business ActivitiesSells Insurance
Chris is an insurance agent selling non-variable insurance, dedicating minimal time to this activity. He also works as a tax preparer and owns CJP Consulting for tax/investment purposes, as well as acting as a financial advisor for Montville Financial Group, taking about a quarter of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
The Investment Center, INC.Broker
Ic Advisory Services, INC.
Ameriprise Financial Services, INC.Broker
Ameriprise Financial Services, INC.
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Ryan Beck & CO.
Ryan Beck & CO.Broker
J. B. Hanauer & CO.
J. B. Hanauer & CO.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.