JB
JB

John Baird

33 Years of Experience
Ridgeland, MS
2 DisclosuresBroker

John Baird is a registered investment advisor at LPL Financial LLC, based in Ridgeland, MS, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

220 Trace Colony Park Dri. #B, Ridgeland, MS, 39157

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2007
Denied
Customer Dispute
February 1996
Settled
Other Business Activities

John operates MCP3 Advisors as a DBA for his LPL business and is a board member for African Bible Colleges, spending minimal time on the latter. He also has JMDB Enterprises for tax/investment purposes, dedicating minimal time to it.

Employment History
Current Registrations
LPL Financial LLCBroker
November 2022 - Present · 3 yrs 8 mos
LPL Financial LLC
November 2022 - Present · 3 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
September 2014 - November 2022 · 8 yrs 2 mos
UBS Financial Services INC.Broker
September 2014 - November 2022 · 8 yrs 2 mos
LPL Financial LLCBroker
July 2011 - September 2014 · 3 yrs 2 mos
LPL Financial LLC
July 2011 - September 2014 · 3 yrs 2 mos
Uvest Financial Services Group, INC.
May 2005 - July 2011 · 6 yrs 2 mos
Uvest Financial Services Group, INC.Broker
May 2002 - July 2011 · 9 yrs 2 mos
UBS Painewebber INC.Broker
April 1992 - June 2002 · 10 yrs 2 mos
State Registrations11 states
ALARCAFLGALAMIMOMSNCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.