Robert Stern is a CFP-designated registered investment advisor, based in McKinney, TX, with 24 years of industry experience.
Location
McKinney, TX
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Jefferies Investment Advisers LLC
January 2026 - Present · 4 mos
Jefferies LLCBroker
January 2026 - Present · 4 mos
Jefferies LLC
January 2026 - Present · 4 mos
Previous Registrations
RBC Capital Markets, LLCBroker
February 2018 - February 2026 · 8 yrs
RBC Capital Markets, LLC
February 2018 - February 2026 · 8 yrs
J.P. Morgan Securities LLCBroker
February 2015 - February 2018 · 3 yrs
Strategic Advisers, INC.
May 2010 - March 2015 · 4 yrs 10 mos
Fidelity Brokerage Services LLCBroker
April 2010 - March 2015 · 4 yrs 11 mos
Ameritas Investment CORP
April 2009 - April 2010 · 1 yr
Ameritas Investment CORP.Broker
March 2009 - April 2010 · 1 yr 1 mo
Nylife Securities LLCBroker
May 2008 - November 2008 · 6 mos
Efg Corporation
July 2007 - October 2007 · 3 mos
Nylife Securities LLCBroker
January 2005 - July 2007 · 2 yrs 6 mos
Birchtree Financial Services, INC.Broker
February 2001 - April 2003 · 2 yrs 2 mos
Painewebber IncorporatedBroker
February 2000 - January 2001 · 11 mos
Mercer Allied Company, L.P.Broker
January 1999 - January 2001 · 2 yrs
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.