Gregory Wagner
Gregory Wagner is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Farmingdale, NY, with 27 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
500 Bi County Blvd, Suite 200E, Farmingdale, NY, 11735
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Gregory is a director and 15% owner of Moiety Inc, focusing on strategy, coordination, business plan development, and bookkeeping, dedicating a few hours per week. He is also the founder of SmartCoParent, a non-financial services business, spending minimal time maintaining the website, mobile app, and user inquiries.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Axiom Investment Management LLC
Axiom Capital Management, INC.Broker
Ashton Stewart & CO., INC.Broker
Itau Bba USA Securities, INC.Broker
Rbs Securities INC.Broker
Abn Amro IncorporatedBroker
Abn Amro Securities LLCBroker
Ing Baring (U.S.) Securities, INC.Broker
Lehman Brothers INC.Broker
J. Gregory & Company, INC.Broker
J. M. Walker International, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.