Dan Klein is a registered investment advisor at First Western Securities, INC., based in Hurst, TX, with 34 years of industry experience. Dan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 32 clients with $49M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
The fee schedule generally ranges from 1% to 3% of assets under management, not to exceed 3%.
Fee Estimator
Location
669 Airport Freeway #409, Hurst, TX, 76053
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
First Western Securities, INC.
First Western Securities, INC.Broker
Previous Registrations
Rauscher Pierce Refsnes, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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