David Brown
David Brown is a CFP, ChFC-designated registered investment advisor at Advisor Resource Council, based in Santa Rosa, CA, with 34 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 5 more. Their firm serves 11,836 clients with $3.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum annual fee shown for the wrap fee program is 2.50%, and traditional asset management is 2.25%. Flat annual fee schedules are also available.
Fee Estimator
Location
1605 4th St, Santa Rosa, CA, 95404
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David operates several DBAs for his LPL business, including David K. Brown Wealth Management and Encore Wealth Management. He also spends a few hours per week on estate planning and insurance through Encore Wealth Management and about 10-20% of his time with WCG Wealth Advisors/The Wealth Consulting Group.
Employment History
Current Registrations
Advisor Resource Council
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
The Wealth Consulting Group
Park Avenue Securities LLCBroker
Guardian Investor Services CorporationBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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