Tawny Britton is a CFP-designated registered investment advisor at Morgan Stanley, based in Santa Rosa, CA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3562 Round Barn Circle, 1st Floor, Santa Rosa, CA, 95403
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
October 2019 - Present · 6 yrs 7 mos
Morgan StanleyBroker
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
May 2016 - November 2019 · 3 yrs 6 mos
Wells Fargo Clearing Services, LLC
May 2016 - November 2019 · 3 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2014 - May 2016 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2014 - May 2016 · 1 yr 5 mos
UBS Financial Services INC.
June 2013 - October 2014 · 1 yr 4 mos
UBS Financial Services INC.Broker
June 2013 - October 2014 · 1 yr 4 mos
Wells Fargo Advisors, LLC
January 2011 - June 2013 · 2 yrs 5 mos
Wells Fargo Advisors, LLCBroker
January 2011 - June 2013 · 2 yrs 5 mos
Wells Fargo Investments, LLCBroker
July 2010 - January 2011 · 6 mos
Wells Fargo Investments, LLC
July 2010 - January 2011 · 6 mos
Chase Investment Services CORP.
November 2009 - July 2010 · 8 mos
Chase Investment Services CORP.Broker
November 2009 - July 2010 · 8 mos
Wells Fargo Investments, LLC
September 2006 - October 2009 · 3 yrs 1 mo
Wells Fargo Investments, LLCBroker
September 2006 - October 2009 · 3 yrs 1 mo
Chase Investment Services CORP.
July 2005 - September 2006 · 1 yr 2 mos
Chase Investment Services CORP.Broker
July 2005 - September 2006 · 1 yr 2 mos
Banc One Securities CorporationBroker
June 2002 - July 2005 · 3 yrs 1 mo
State Registrations45 states
AKARAZCACOCTDCDEFLGAHIIAIDILINKSKYMAMDMEMIMNMSMTNCNHNJNMNVNYOHORPASCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.