David Wallach
David Wallach is a registered investment advisor at Integrity Alliance, LLC, based in New Haven, CT, with 33 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
66 Anderson Street, New Haven, CT, 06511
Get directionsHistory
Regulatory History (1)
Financial
February 2019Other Business ActivitiesSells Insurance
David is the owner and financial advisor at Wallach Financial, dedicating full-time hours to sales and service. He also works as an insurance agent, selling insurance products for about a quarter of his time.
Employment History
Current Registrations
Integrity Alliance, LLC
Integrity Alliance, LLC.Broker
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
LPL Financial LLCBroker
LPL Financial LLC
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
TD Wealth Management Services INC.Broker
TD Wealth Management Services INC.
Primevest Financial Services, INC.
Bancnorth Investment Group, INC.Broker
Infinex Investments, INC.
Infinex Investments, INC.Broker
Essex National Securities, INC.Broker
Webster Investment Services, INC.Broker
Liberty Securities CorporationBroker
Bankboston Investor Services, INC.Broker
Wall Street Investor ServicesBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.