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Clyde Goldberg

Hazard & Siegel Advisory Services LLC
53 Years of Experience
1 DisclosureBrokerSells Insurance
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Clyde Goldberg is a registered investment advisor at Hazard & Siegel Advisory Services LLC, based in Dewitt, NY, with 53 years of industry experience. Clyde operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 167 clients with $380M in assets under management.

Hazard & Siegel Advisory Services LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28 advisors
Number of Clients
167 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$378.5M

Fee Structure

Planning is included in investment management (also available separately)

HSAS uses third-party money managers, who charge a fee that is fully disclosed. HSAS may share in this fee. HSAS may also share its advisory fee with a solicitor responsible for acquiring the client. HSAS does not directly state their investment management fees.

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Location

5793 Widewaters Parkway, Dewitt, NY, 13214

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History

Regulatory History (1)
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Customer Dispute
April 2011
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Clyde sells life and fixed products, dedicating about 10% of his time to this activity. He also solicits client accounts for Hazard & Siegel Advisory LLC, spending a few hours per week on this.

Employment History
Current Registrations
Hazard & Siegel Advisory Services LLC
June 2017 - Present · 8 yrs 10 mos
Hazard & Siegel, INC.Broker
March 2016 - Present · 10 yrs 1 mo
Previous Registrations
Ridgeway Conger Advisory Services
January 2016 - April 2016 · 3 mos
Ridgeway Conger Advisory Services
January 2015 - December 2015 · 11 mos
Ridgeway & Conger, INC.Broker
May 2008 - April 2016 · 7 yrs 11 mos
Ridgeway Conger Advisory Services
May 2008 - December 2014 · 6 yrs 7 mos
AXA Advisors, LLC
April 2008 - May 2008 · 1 mo
AXA Advisors, LLCBroker
August 2007 - May 2008 · 9 mos
Fsc Securities CorporationBroker
September 2004 - August 2007 · 2 yrs 11 mos
Tower Square Securities, INC.Broker
July 2003 - September 2004 · 1 yr 2 mos
Allstate Financial Services, LLCBroker
May 2003 - July 2003 · 2 mos
Tower Square Securities, INC.Broker
March 2002 - June 2003 · 1 yr 3 mos
Tower Square Securities, INC.
March 2002 - June 2003 · 1 yr 3 mos
Fsc Securities CorporationBroker
June 1999 - March 2002 · 2 yrs 9 mos
Mony Securities CorporationBroker
April 1998 - June 1999 · 1 yr 2 mos
Pnmr Securities, INC.Broker
September 1987 - April 1998 · 10 yrs 7 mos
Safeco Securities, INC.Broker
May 1987 - September 1987 · 4 mos
John Hancock Distributors, INC.Broker
May 1982 - June 1987 · 5 yrs 1 mo
Shearson Loeb Rhoades INC.Broker
March 1982 - April 1982 · 1 mo
Blc Equity Services CorporationBroker
March 1979 - February 1980 · 11 mos
Glicoa Associates, INC.Broker
May 1976 - March 1979 · 2 yrs 10 mos
Ina Security CorporationBroker
January 1974 - August 1976 · 2 yrs 7 mos
Connecticut Mutual Life Insurance CompanyBroker
October 1972 - June 1979 · 6 yrs 8 mos
Piedmont Capital CorporationBroker
November 1969 - January 1972 · 2 yrs 2 mos
State Registrations2 states
FLNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.