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Alexander Joseph

9 Years of Experience
Dewitt, NY
1 DisclosureBrokerSells Insurance

Alexander Joseph is a registered investment advisor at Hazard & Siegel Advisory Services LLC, based in Dewitt, NY, with 9 years of industry experience. Alexander is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 150 clients with $450M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27 advisors
Number of Clients
150 clients
Average Client Portfolio
$3.0M average
Assets Under Management
$449.8M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Hazard & Siegel Advisory Services does not manage your investments directly through a standard in-house schedule. Instead, the firm helps connect you with third-party money managers who charge their own fees. Depending on the arrangement, you may pay fees based on a percentage of your portfolio, an hourly rate, or a flat fee. Some representatives may also receive commissions on certain products if handled through an affiliated broker, though commission-based products are generally not recommended for advisory clients.

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Location

5793 Widewaters Parkway, Suite 200, Dewitt, NY, 13214

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History

Regulatory History (1)
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Criminal
October 2010
Final Disposition
Other Business ActivitiesSells Insurance

Alexander is a brokerage manager at ASJ Associates, focusing on sales and service of fixed insurance products since 2009. He also works as a solicitor and IAR for Hazard & Siegel Advisory Services LLC, referring client accounts to money managers, dedicating about 10-20% of his time to this activity.

Employment History
Current Registrations
Hazard & Siegel Advisory Services LLC
July 2019 - Present · 7 yrs 3 mos
Hazard & Siegel, INC.Broker
November 2016 - Present · 9 yrs 11 mos
State Registrations2 states
MENY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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