SP
ChFC
SP
ChFC
Samuel Phillips
32 Years of Experience
Mcdonough, GA
2 DisclosuresBrokerSells Insurance
Samuel Phillips is a ChFC-designated registered investment advisor, based in Mcdonough, GA, with 32 years of industry experience.
Location
1600 Pennsylvania Ave., Mcdonough, GA, 30253
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Regulatory History (2)
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Customer Dispute
March 2024Settled
Customer Dispute
January 2023Settled
Other Business ActivitiesSells Insurance
Samuel operates an unregistered DBA called Retirement & Wealth Strategies, selling insurance products like fixed annuities, long-term care, and life insurance, dedicating about a quarter of his time. He also serves as a director on the board of directors for Phoenix Pass, a program for homeless mothers, and works as a referral representative for Flourish Cash, dedicating minimal time to each.
Employment History
Current Registrations
American Global Wealth Management, INC.Broker
January 2026 - Present · 8 mos
Cape Investment Advisory, INC.
July 2016 - Present · 10 yrs 2 mos
Previous Registrations
American Global Wealth Management, INC.Broker
July 2020 - November 2021 · 1 yr 4 mos
Cape Securities INC.Broker
July 2016 - February 2026 · 9 yrs 7 mos
Ameritas Investment CORP
November 2004 - July 2016 · 11 yrs 8 mos
Ameritas Investment CORP.Broker
July 2004 - July 2016 · 12 yrs
Ing Financial Partners, INC
September 2003 - July 2004 · 10 mos
Ing Financial Partners, INC.Broker
September 2003 - July 2004 · 10 mos
Woodbury Financial Services, INC.
January 2003 - October 2003 · 9 mos
Woodbury Financial Services, INC.Broker
May 1993 - October 2003 · 10 yrs 5 mos
State Registrations5 states
ALARGANCVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.