Alan Goldfarb
Alan Goldfarb is a CFP-designated registered investment advisor at Novak & Powell Financial Services, INC., based in St. Petersburg, FL, with 25 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning, Special Needs Planning, and 1 more. Their firm serves 426 clients with $360M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.25% |
| $500K - $750K | 2.25% |
| $750K - $1.0M | 1.50% |
| $1.0M - $5.0M | 1.25% |
| $5M+ | 1.25% |
Fees for accounts over $5,000,000 are negotiable. Minimum portfolio value is generally $500,000, but exceptions may be made at the firm's discretion.
Fee Estimator
Location
146 Second St N, Suite 310, St. Petersburg, FL, 33701
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alan provides financial advisory services for Financial Strategies Advisory Corporation. This activity takes about a quarter of his time.
Employment History
Current Registrations
Novak & Powell Financial Services, INC.
Previous Registrations
Xo Wealth Management
Apella Capital
Bacon Financial Management, INC DBA Financial Strategies Group
Concert Wealth Management
Bacon Financial Management, INC DBA Financial Strategies Group
Weaver Wealth Management
Financial Strategies Advisory Corporation
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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