Bernard Unger
Bernard Unger is a registered investment advisor at LPL Financial LLC, based in Getzville, NY, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2350 North Forest Rd, Ste 26B, Getzville, NY, 14068
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2008Other Business Activities
Bernard is associated with Inheritance Planning Group, LLC as a DBA for his LPL business. This activity is investment-related and takes nearly all of Bernard's time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Sigma Financial CorporationBroker
Spc
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Next Financial Group, INC.Broker
Pruco Securities, LLC.Broker
Hazard & Siegel Advisory Services LLC
Hazard & Siegel, INC.Broker
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Hornor, Townsend & Kent, INC.Broker
Three Levels Up, LLC
Securities Service Network, INC.Broker
Securities America, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.