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Neil O'connor is a registered investment advisor at Morgan Stanley, based in Palo Alto, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
245 Lytton Avenue, Suite 200, Palo Alto, CA, 94301
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2004Denied
Employment History
Current Registrations
Morgan StanleyBroker
May 2016 - Present · 10 yrs 2 mos
Morgan Stanley
May 2016 - Present · 10 yrs 2 mos
Previous Registrations
LPL Financial LLC
December 2010 - May 2016 · 5 yrs 5 mos
LPL Financial LLCBroker
December 2010 - May 2016 · 5 yrs 5 mos
Cuso Financial Services, L.P.Broker
February 2004 - December 2010 · 6 yrs 10 mos
Cuso Financial Services, L.P.
February 2004 - December 2010 · 6 yrs 10 mos
Wm Financial Services, INC.Broker
July 2002 - February 2004 · 1 yr 7 mos
Wells Fargo Investments, LLC
May 2001 - June 2002 · 1 yr 1 mo
Wells Fargo Investments, LLCBroker
May 2001 - June 2002 · 1 yr 1 mo
Wells Fargo Securities INC.Broker
September 1998 - May 2001 · 2 yrs 8 mos
Franklin/templeton Distributors, INC.Broker
July 1998 - September 1998 · 2 mos
Everen Securities, INC.Broker
January 1994 - July 1997 · 3 yrs 6 mos
Painewebber IncorporatedBroker
January 1994 - January 1994 · 0 mos
Charles Schwab & CO., INC.Broker
December 1993 - December 1993 · 0 mos
Brown & Company Securities CorporationBroker
February 1993 - September 1993 · 7 mos
Waterhouse Securities, INC.Broker
October 1992 - December 1992 · 2 mos
State Registrations38 states
ARAZCACOCTDCDEFLGAHIIAIDILINKYMAMDMIMNMONCNHNJNMNVNYOHOKORPASCTNTXUTVAVTWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.