MS
CFP
MS
CFP

Michael Self

33 Years of Experience
Scottsdale, AZ
9 DisclosuresBrokerSells Insurance

Michael Self is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Scottsdale, AZ, with 33 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

7025 N SCOTTSDALE RD STE 115 and 110, Scottsdale, AZ, 85253

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History

Regulatory History (9)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2003
Denied
Customer Dispute
May 2002
Denied
Customer Dispute
September 2001
Denied
Customer Dispute
September 2001
Denied
Customer Dispute
August 2001
Settled
Customer Dispute
March 2001
Settled
Customer Dispute
January 1999
Settled
Customer Dispute
November 1998
Settled
Customer Dispute
November 1997
Award / Judgment
Other Business ActivitiesSells Insurance

Michael sells fixed insurance products, including life, annuities, and long-term care, with various companies. He also operates under the DBAs Wilde Wealth Management Group and Self Wealth Management, providing financial services, and serves as a trustee and power of attorney, dedicating minimal time to these roles.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
December 2020 - Present · 5 yrs 5 mos
Previous Registrations
Cetera Advisors LLC
December 2020 - March 2024 · 3 yrs 3 mos
First Financial Equity Corporation
January 2005 - January 2021 · 16 yrs
First Financial Equity CorporationBroker
January 2005 - January 2021 · 16 yrs
Piper Jaffray & CO.Broker
January 1999 - January 2005 · 6 yrs
Prudential Securities IncorporatedBroker
July 1992 - December 1998 · 6 yrs 5 mos
State Registrations38 states
AZCACOCTDCDEFLGAHIIAIDILINKSMAMDMEMIMNMOMTNCNENHNJNMNVNYOHORPARITNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.