Charles Curtin
Charles Curtin is a registered investment advisor at Osaic Wealth, INC., based in Santa Paula, CA, with 31 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Santa Paula, CA
Get directionsHistory
Regulatory History (7)
Judgment / Lien
February 2021Judgment / Lien
March 2020Judgment / Lien
February 2020Judgment / Lien
September 2019Judgment / Lien
August 2019Judgment / Lien
November 2018Customer Dispute
August 2016Other Business ActivitiesSells Insurance
Charles is an investment advisory representative with SagePoint Financial, dedicating about a quarter of his time to this role. He also owns a sole proprietorship where he provides life and long-term care insurance quotes, spending minimal time on this activity.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Npb Financial Group, LLC
Npb Financial Group, LLCBroker
Householder Group, Estate & Retirement Specialists
Aig Financial Advisors, INC.Broker
National Planning CorporationBroker
Aig Sunamerica Capital Services, INC.Broker
Sun Life of Canada (U.S.) Distributors, INC.Broker
Sunamerica Capital Services, INC.Broker
Sunamerica Securities, INC.Broker
Financial Network Investment CorporationBroker
Aegon USA Securities INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.