Charles Curtin
Charles Curtin is a registered investment advisor at Osaic Wealth, INC., based in Valencia, CA, with 31 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.
- Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
- Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
- Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.
Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.
Location
27201 Tourney Road, Suite 201, Valencia, CA, 91355
Get directionsHistory
Regulatory History (7)
Judgment / Lien
February 2021Judgment / Lien
March 2020Judgment / Lien
February 2020Judgment / Lien
September 2019Judgment / Lien
August 2019Judgment / Lien
November 2018Customer Dispute
August 2016Other Business ActivitiesSells Insurance
Charles is an investment advisory representative with SagePoint Financial, dedicating about a quarter of his time to this role. He also owns a sole proprietorship where he provides life and long-term care insurance quotes, spending minimal time on this activity.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Osaic Wealth, INC.
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Npb Financial Group, LLC
Npb Financial Group, LLCBroker
Householder Group, Estate & Retirement Specialists
Aig Financial Advisors, INC.Broker
National Planning CorporationBroker
Aig Sunamerica Capital Services, INC.Broker
Sun Life of Canada (U.S.) Distributors, INC.Broker
Sunamerica Capital Services, INC.Broker
Sunamerica Securities, INC.Broker
Financial Network Investment CorporationBroker
Aegon USA Securities INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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