James Schramm
James Schramm is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Valencia, CA, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
27951 Smyth, Suite 100, Valencia, CA, 91355
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an insurance agent with Schramm Financial Group, selling term life insurance, and also works as an independent contractor for insurance sales. He also serves as a pastor for The Church of Jesus Christ of Latter Day Saints, dedicating about 10-20% of his time to this role.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations24 states
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