JM
JM
John Mclaughlin
27 Years of Experience
Jacksonville, FL
3 DisclosuresBroker
John Mclaughlin is a registered investment advisor at Morgan Stanley, based in Jacksonville, FL, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
6735 Southpoint Drive, Jacksonville, FL, 32216
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Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2017Settled
Customer Dispute
September 2016Settled
Customer Dispute
September 2010Settled
Other Business Activities
John is involved with the Diocese of St. Augustine, serving on various committees including the Advisory Board, Finance Committee, and Investment Committee. This activity involves minimal time and is related to business development/growth.
Employment History
Current Registrations
Morgan Stanley
July 2011 - Present · 14 yrs 10 mos
Morgan StanleyBroker
June 2011 - Present · 14 yrs 11 mos
Previous Registrations
Morgan Keegan & Company, INC.
February 2007 - June 2011 · 4 yrs 4 mos
Morgan Keegan & Company, INC.Broker
February 2007 - June 2011 · 4 yrs 4 mos
Amsouth Investment Management Company LLC
July 2003 - February 2007 · 3 yrs 7 mos
Amsouth Investment Services, INC.
February 2003 - July 2003 · 5 mos
Amsouth Investment Services, INC.Broker
September 2002 - February 2007 · 4 yrs 5 mos
Charles Schwab & CO., INC.
September 2001 - September 2002 · 1 yr
Charles Schwab & CO., INC.Broker
September 2001 - September 2002 · 1 yr
UBS Painewebber INC.Broker
December 1998 - September 2001 · 2 yrs 9 mos
State Registrations45 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.