John Baughman
John Baughman is a registered investment advisor at Baughman Financial Group, based in Novato, CA, with 33 years of industry experience. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 57 clients with $63M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Baughman Wealth Advisors charges an annual fee between 1% and 1.5% of your invested assets, billed quarterly in advance. The specific fee is outlined in your Investment Advisory Agreement. The minimum initial investment is $500,000, but this may be negotiable. The fee covers ongoing management, asset selection, and regular reviews. Additional fees may apply for certain custodial services and securities transactions.
Location
7250 Redwood Blvd, Suite 300, Novato, CA, 94945
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
John is the President, CCO, and 100% owner of Baughman Wealth Advisors, Inc. DBA Baughman Financial Group, dedicating full-time hours to the business since 2008.
Employment History
Current Registrations
Baughman Financial Group
Previous Registrations
First Allied Securities, INC.Broker
First Allied Securities, INC.
First Montauk Securities CORP.
First Montauk Securities CORP.Broker
Fiserv Investor Services, INC.Broker
Capbay Financial ServicesBroker
First Union Securities, INC.Broker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.