Peter Hafner
Peter Hafner is a CFP-designated registered investment advisor at LPL Financial LLC, based in Williamsville, NY, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6225 Sheridan Drive Suite 206, Williamsville, NY, 14221
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2023Customer Dispute
March 2023Criminal
January 2001Other Business ActivitiesSells Insurance
Peter is the owner of Hafner Financial Group, where he serves as president and sells insurance products, including fixed annuities, life/health, and long-term care. He also works as an Investment Advisor Rep with Maximum Equities, Inc., and prepares tax returns for Hafner Financial Group for a few hours per week.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
First Allied Advisory Services, INC.
First Allied Securities, INC.
First Allied Securities, INC.Broker
A. G. Edwards & Sons, INC.Broker
Thomas James Associates, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.