Gabriel Rivera
Gabriel Rivera is a registered investment advisor at LPL Financial LLC, based in Williamsville, NY, with 2 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5529 Main Street, Williamsville, NY, 14221
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Regulatory History (8)
Financial
March 2025Financial
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January 2025Financial
December 2024Financial
December 2024Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Equitable Advisors, LLCBroker
Key Investment Services LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.