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David Ivancic

LPL Financial LLC
20 Years of Experience
Williamsville, NY
BrokerSells Insurance
View SEC Summary
View SEC Summary

David Ivancic is a CFP-designated registered investment advisor at LPL Financial LLC, based in Williamsville, NY, with 20 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

5892 Main St, Williamsville, NY, 14221

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David is an independent insurance agent selling disability, fixed annuities, life/accident/health, and long-term care insurance products since 2011. He dedicates minimal time to this activity.

Employment History
Current Registrations
LPL Financial LLCBroker
July 2025 - Present · 1 yr 3 mos
LPL Financial LLC
July 2025 - Present · 1 yr 3 mos
Previous Registrations
Cadaret Grant & CO INC
May 2021 - July 2025 · 4 yrs 2 mos
Cadaret, Grant & CO., INC.Broker
October 2015 - July 2025 · 9 yrs 9 mos
Metlife Securities INC.Broker
January 2015 - October 2015 · 9 mos
New England SecuritiesBroker
November 2010 - January 2015 · 4 yrs 2 mos
Legend Equities CorporationBroker
September 2006 - September 2010 · 4 yrs
Morgan Stanley Dw INC.Broker
July 2005 - June 2006 · 11 mos
State Registrations8 states
CACOFLMANCNYSCTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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