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Steven Scher
34 Years of Experience
Boston, MA
2 DisclosuresBroker
Steven Scher is a registered investment advisor at UBS Financial Services INC., based in Boston, MA, with 34 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
One Post Office Square, Boston, MA, 02109
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2002Denied
Customer Dispute
February 2001Denied
Employment History
Current Registrations
UBS Financial Services INC.
February 2021 - Present · 5 yrs 8 mos
UBS Financial Services INC.
July 2005 - Present · 21 yrs 3 mos
UBS Financial Services INC.Broker
July 2005 - Present · 21 yrs 3 mos
Previous Registrations
Wachovia Securities, LLC
January 2003 - July 2005 · 2 yrs 6 mos
Wachovia Securities, LLCBroker
October 1999 - July 2005 · 5 yrs 9 mos
First Union Capital Markets CORP.Broker
July 1999 - October 1999 · 3 mos
Intersecurities, INC.Broker
October 1995 - July 1999 · 3 yrs 9 mos
Pml Securities CompanyBroker
July 1992 - October 1995 · 3 yrs 3 mos
State Registrations28 states
ALAZCACOCTDCFLGAHIILMAMDMEMIMSNCNHNJNVNYOHPARISCTXUTVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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