Douglas Shepler is a registered investment advisor, based in Huntington, IN, with 33 years of industry experience.
Location
150 Hauenstein Rd, Huntington, IN, 46750
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Regulatory History (1)
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Customer Dispute
November 2023Denied
Other Business Activities
Douglas operates under the DBA BSB Investments for his LPL business since 2014. This activity takes about 60 hours per month, with 25 hours during securities trading.
Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2025 - Present · 10 mos
Cetera Wealth Services, LLC
July 2025 - Present · 10 mos
Cetera Wealth Services, LLCBroker
July 2025 - Present · 10 mos
Previous Registrations
LPL Financial LLCBroker
January 2003 - July 2025 · 22 yrs 6 mos
LPL Financial LLC
January 2003 - July 2025 · 22 yrs 6 mos
Northwestern Mutual Investment Services, LLCBroker
January 2002 - September 2002 · 8 mos
Robert W. Baird & CO. Incorporated
June 2000 - December 2002 · 2 yrs 6 mos
Robert W. Baird & CO. IncorporatedBroker
February 2000 - December 2002 · 2 yrs 10 mos
Painewebber IncorporatedBroker
May 1995 - March 2000 · 4 yrs 10 mos
Smith Barney INC.Broker
July 1993 - May 1995 · 1 yr 10 mos
Lehman Brothers INC.Broker
September 1992 - July 1993 · 10 mos
State Registrations11 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.