James Werner is a CFP-designated registered investment advisor at Waverly Advisors, LLC, based in Birmingham, AL, with 32 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 12,463 clients with $28B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Waverly Advisors charges an advisory fee for managing your investments, calculated as a percentage of the total value of your portfolio. The specific percentage ranges from 0.25% to 1.5% per year, depending on the amount you invest. Some clients pay a flat percentage, while others pay a declining percentage as the portfolio size increases. There may be a minimum annual fee. Some investment strategies, like individual stock strategies, may have an additional 0.25% annual fee.
Location
600 University Park Place, Suite 501, Birmingham, AL, 35209
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Regulatory History (1)
Customer Dispute
January 2023Other Business Activities
James hosts a podcast called "Voice From The Hills" since 2021. This activity requires a few hours per week and is not investment-related.
Employment History
Current Registrations
Waverly Advisors, LLC
Previous Registrations
Silicon Hills Wealth Management
Fsc Securities Corporation
Advantage Capital Corporation
Royal Alliance Associates, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.