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Thomas Perkins

33 Years of Experience
Boothbay Harbor, ME
1 DisclosureBroker

Thomas Perkins is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Boothbay Harbor, ME, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

157 Townsend Avenue, Boothbay Harbor, ME, 04538

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2008
Settled
Other Business Activities

Thomas serves on the Boothbay - Boothbay Harbor CSD School Board, starting in May 2025. He dedicates a few hours per week to this political activity, none of which occur during trading hours.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2009 - Present · 16 yrs 7 mos
Raymond James Financial Services, INC.Broker
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
Financial Benefit Services Corporation
January 2010 - February 2019 · 9 yrs 1 mo
UBS Financial Services INC.
September 2002 - October 2009 · 7 yrs 1 mo
UBS Financial Services INC.Broker
December 1998 - October 2009 · 10 yrs 10 mos
Prudential Securities IncorporatedBroker
August 1992 - December 1998 · 6 yrs 4 mos
State Registrations28 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Thomas Perkins - Financial Advisor | TrueAdvisor