Sergio Urrutia
Sergio Urrutia is a registered investment advisor at Knights of Columbus Asset Advisors LLC, based in Port St Lucie, FL, with 11 years of industry experience. Sergio operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 4,361 clients with $28B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50.0M | 0.30% |
| $50M+ | 0.25% |
This fee schedule is for Fixed Income accounts. Separate accounts are generally subject to a $30 million account minimum for fixed income and a $5 million account minimum for equity. Minimum amounts may be waived in the discretion of KoCAA. Equity fees vary by strategy and AUM.
Fee Estimator
Location
8444 S Federal Hwy, Port St Lucie, FL, 34952
Get directionsHistory
Regulatory History (4)
Customer Dispute
May 1996Employment Separation After Allegations
October 1995Customer Dispute
October 1995Customer Dispute
July 1995Other Business ActivitiesSells Insurance
Sergio is a general agent for Knights of Columbus Insurance since 2003, selling life insurance, annuities, long-term care insurance, and disability insurance, dedicating about half his time to this. Sergio is also a managing member of SAU Luxury Transport, LLC, a black car service company, where he processes payroll every other week without compensation.
Employment History
Current Registrations
Knights of Columbus Asset Advisors LLC
Previous Registrations
Gunnallen Financial, INCBroker
Wharton Capital Markets LLCBroker
Janssen-Meyers Associates, L.P.Broker
Redstone Securities, INC.Broker
Seaboard Securities, INC.Broker
Lew Lieberbaum & CO., INC.Broker
Commonwealth AssociatesBroker
Robert Todd Financial CORP.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.