David Broussard
David Broussard is a registered investment advisor at Raymond James & Associates, INC., based in Baton Rouge, LA, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
445 North Blvd., #500, Suite 500, Baton Rouge, LA, 70802
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2009Other Business Activities
David is a board member at Evergreen Working Capital since 2008, dedicating minimal time. He is also a partner in JKS Hodges LLC with his wife since 2010, spending a few hours per week on this business.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Regions Investment Company, INC.Broker
Capital Brokerage CorporationBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.