KC
KC
Kevin Cooper
33 Years of Experience
Boca Raton, FL
1 DisclosureBroker
Kevin Cooper is a registered investment advisor at Raymond James & Associates, INC., based in Boca Raton, FL, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1 Town Center Road, 10th Floor, Boca Raton, FL, 33486
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 1995Settled
Other Business Activities
Kevin is an agent for Gessner Engineering LLC in Florida since August 2019. This activity is investment-related and requires minimal time.
Employment History
Current Registrations
Raymond James & Associates, INC.
April 2022 - Present · 4 yrs 3 mos
Raymond James & Associates, INC.Broker
April 2022 - Present · 4 yrs 3 mos
Previous Registrations
Morgan Stanley
January 2013 - April 2022 · 9 yrs 3 mos
Morgan StanleyBroker
January 2013 - April 2022 · 9 yrs 3 mos
UBS Financial Services INC.
February 2005 - January 2013 · 7 yrs 11 mos
UBS Financial Services INC.Broker
February 2005 - January 2013 · 7 yrs 11 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 1995 - February 2005 · 10 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1995 - February 2005 · 10 yrs 1 mo
Kidder, Peabody & CO. IncorporatedBroker
August 1993 - January 1995 · 1 yr 5 mos
Prudential Securities IncorporatedBroker
September 1992 - August 1993 · 11 mos
Chatfield Dean & CO., INC.Broker
August 1992 - September 1992 · 1 mo
State Registrations19 states
COCTDCFLGAMAMDMENCNENJNYOHPATNTXVAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.