Sean Okeefe
Sean Okeefe is a CFP-designated registered investment advisor at LPL Financial LLC, based in Irvine, CA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2040 Main Street, Suite 175, Irvine, CA, 92614
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Regulatory History (1)
Customer Dispute
July 2005Other Business ActivitiesSells Insurance
Sean is involved in several business activities, including insurance sales (life insurance, fixed annuities) and acting as an Investment Advisor Representative (IAR) through Stratos Wealth Partners. He also owns rental real estate property through a family trust.
Employment History
Current Registrations
LPL Financial LLC
Stratos Wealth Partners, LTD
LPL Financial LLCBroker
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.