Jeffrey Spencer is a registered investment advisor at LPL Financial LLC, based in Tampa, FL, with 26 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
2514 W Kennedy Blvd, Tampa, FL, 33609
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2009Customer Dispute
October 2008Other Business Activities
Jeffrey operates his LPL business through South State Investment Services. He also works as a soccer referee and is a non-profit board member for Berkley Accelerated Middle School and youth soccer.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Fleishel Financial Associates, INC.
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Charles Schwab & CO., INC.Broker
Suntrust Securities, INC.Broker
Waddell & Reed, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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