David Goodenough
David Goodenough is a registered investment advisor at UBS Financial Services INC., based in Los Angeles, CA, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
2000 Avenue of the Stars, 12th Floor, Los Angeles, CA, 90067
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2006Customer Dispute
October 2002Customer Dispute
May 2002Other Business Activities
David is a partner in Jeffrey Gutierrez, LLC, created to develop a condominium building, and has put down a $1 million deposit to reserve a unit for himself. He has no duties and devotes no time to this business.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Lehman Brothers INC.
Lehman Brothers INC.Broker
Morgan Stanley & CO., Incorporated
Morgan Stanley & CO., IncorporatedBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.