Ronald Baker
Ronald Baker is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Albuquerque, NM, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
9798 Coors Boulevard Nw, Building D, Albuquerque, NM, 87114
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2003Customer Dispute
December 2002Other Business Activities
Ronald is a finance/investment committee member, dedicating minimal time to reviewing investment policies and holdings. He also owns rental real estate and spends minimal time monitoring finances and tax filings, while spending about half his time as a CFP, wealth advisor, and business owner at Baker Wealth Planning Group.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Ba Investment Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.