Phillip Prevender
Phillip Prevender is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Albuquerque, NM, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
8206 Louisiana Blvd NE, Suite A, Albuquerque, NM, 87113
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2011Customer Dispute
January 2002Other Business Activities
Phillip is involved in several outside business activities, including serving on the boards/committees of Central New Mexico Community College Foundation and Ronald McDonald House Charities of NM, acting as personal representative of his father's estate, owning Prevender Financial Services LLC, managing rental properties through SAM Properties LLC, and serving on the advisory board for Sedona Pointe Owners Association. These activities take minimal time, a few hours per week at most.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations40 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.